Auditor information

This section contains memos and information to assist approved auditors in providing audit services

In this section:

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Auditor Protocol

Auditor-Protocol.pdf (PDF, 477 KB)

Last updated: 31 May 2017
Risk and materality guideline

Risk-and-materality-guideline.pdf (PDF, 523 KB)

Last updated: 31 May 2017
Inherent risk register guidelines

Inherent-risk-register-guidelines.pdf (PDF, 318 KB)

Last updated: 31 May 2017

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Memo: Clarification on certification and next audit dates for participants

Memo-to-participants-regarding-certification-and-next-audit-dates-when-using-more-than-one-participant-code.pdf (PDF, 216 KB)

Last updated: 01 May 2017
Memo to auditors regarding precision of audits

Memo-to-auditors-regarding-precision-of-audits.pdf (PDF, 187 KB)

Last updated: 26 April 2017
Memo - Certification period for reconciliation participants

Memo-certification-period-for-reconciliation-participants.pdf (PDF, 247 KB)

Last updated: 17 August 2016

Standard registry files

std-registry-files.pdf (PDF, 171 KB)

Last updated: 18 August 2016

Participant Audit Issues Register

Participant-Audit-Issues-Register.pdf (PDF, 378 KB)

Last updated: 12 April 2018