Transparency statement

The transparency statement explains how we collect, use, and share information gathered from industry participants for the purposes of regulatory compliance and law enforcement.

About compliance

Our compliance philosophy, how to contact an investigator and the Compliance Committee.

Compliance monitoring

Under the Act, we are responsible for monitoring compliance with the Act, Regulations and Code.

Compliance framework

Our compliance framework is the regulatory arrangements to monitor, investigate and enforce the rules of the New Zealand electricity market.

How to allege a breach

Participants can be in breach of the Act, regulations made under the Act or the Code.

Current investigations

We publish current investigations for industry participants to consider if they have been affected and opt to join as a party to the investigation.

Compliance case studies

We share case studies to provide assistance and guidance on compliance issues that are common to participants.

Prosecution policy

Because the Authority has a prosecution function, we’re required to have a publicly available prosecution policy.

Compliance approach: Cyclone Gabrielle response and recovery

Our Compliance Strategy

Our compliance strategy establishes guiding principles and objectives for the Authority.

Compliance education and information

We work with industry participants to encourage compliance through meetings, visits, workshops and information including publishing decisions, compliance updates, guidelines, fact sheets and case studies.

Compliance database

The database is used by industry participants to manage their own compliance and to take part in any compliance investigations.

Code breach process

Our compliance philosophy guides decision-making at every stage of the Code breach process.

Decisions

Enforcement policy

Enforcement policy

Breach statistics and analysis